July 1, 2009 Comments (0) Blog, Securities Fraud

Special Arbitration Procedures for Investors Involved in Auction Rate Securities Regulatory Settlements

(Last Updated On: July 17, 2015)

Investors covered by auction rate securities (ARS) final settlements with certain securities regulators may now participate in a Special Arbitration Process (SAP) to recover consequential damages. The Special Arbitration Procedures established by FINRA are voluntary. If an investor elects not to take advantage of these special procedures, the investor may pursue all other legal or equitable remedies available including filing a regular arbitration with FINRA. For more information on this special procedure visit the FINRA website at: http://www.finra.org/ArbitrationMediation/P117440

If you have questions about whether to pursue an auction rate securities fraud case against your broker dealer using this special filing procedure, or if you believe you are the victim of a securities fraud, The White Law Group can help. To speak to a securities attorney, please call our Chicago Office at 312-238-9650 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investors protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.

To learn more about The White Law Group, visit http://www.whitesecuritieslaw.com.

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