Martin Dennis Ross, formerly of Viewtrade Securities, and STG Secure Trading Group in Boca Raton, Florida, suspended from FINRA.

Monday, July 27th, 2009

In May 2009, FINRA Enforcement announced that Martin Dennis Ross had been named as a Respondent in a FINRA securities fraud complaint alleging that Ross engaged in pre-arranged or other manipulative trades primarily in order to artificially affect the market price for a security. The complaint further alleges that Ross knowingly or recklessly engaged in manipulative or deceptive devices in connection with the purchase and sale of securities by means of manipulation.

According to Ross’ FINRA Broker Report, in addition to FINRA’s investigation, it appears that Ross has also been investigated by the State of Illinois, the Florida Division of Securities and Investor Protection, and the Florida Office of the Comptroller.

If you have questions about investments you made with Ross or one of the firm’s for which he worked, or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. can help. The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton. David Carter is a securities attorney that reviews securities fraud cases throughout the country and Florida, including securities cases in Delray Beach, Boynton Beach, Stuart, Fort Myers, Naples, Deerfield Beach, Fort Lauderdale, and Fort Pierce. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999, or email us at contact@carterpa.com.

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