The White Law Group, LLC, a South Florida securities fraud, broker fraud, securities arbitration, investor protection and Chapter 7 bankruptcy law firm based in Boca Raton, Florida.

Brenda Denise Craig, formerly of Silver Oak Securities, Inc. in Arlington, Tennessee, barred from FINRA for securities violations.

Wednesday, August 19th, 2009

FINRA recently announced that Brenda Denise Craig, formerly of Silver Oak Securities, Inc. in Arlington, Tennessee, has been barred from association with any FINRA member firm in any capacity (Craig was previously registered with Jefferson Pilot Securities Corporation and Sunset Financial Services, Inc.).

Without admitting or denying, Craig consented to findings that she drafted a document authorizing the transfer of an individual retirement account (IRA) plan to Craig’s member firm (presumably Silver Oak Securities, Inc.), signed an administrator’s name to the document and signed customer names to request to change dealer forms for individual plan participants, with the customer’s permission.

In addition to the foregoing FINRA investigation, it also appears that Brenda Denise Craig has been named in at least 2 customer complaints related to securities fraud. These claims are currently pending and appear to have occurred while Craig was employed by Silver Oak Securities, Inc.

If you have questions about investments you made with Brenda Denise Craig or Silver Oak Securities, Inc., or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. may be able to help. The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton. David Carter is a securities attorney that reviews securities fraud cases throughout the country and Florida, including securities cases in Delray Beach, Boynton Beach, Stuart, Fort Myers, Naples, Deerfield Beach, Fort Lauderdale, and Fort Pierce. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999, or email us at contact@carterpa.com. For more information about the Law Offices of David A. Carter, P.A., you can also visit our website at www.carterpa.com.

Tags: Arlington, Brenda Denise Craig, broker fraud, FINRA, Inc., investment losses, investor protection, NASD, Nashville, SEC, securities arbitration, Securities Attorney, Securities Fraud, Securities Lawyer, Silver Oak Securities, Tennessee