FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for securities violations. Without admitting or denying the findings, O’Hara consented to the findings that she engaged in multiple trades in customers’ accounts at her member firms without the customers’ authorization and consent. The findings further stated that O’Hara continued unauthorized trading in one account even after the customer instructed her to cease all trading in the accounts.
According to Robyn Lynn O’Hara’s FINRA Broker Report (CRD), FINRA’s findings are not the first time that O’Hara has been involved in an investigation related to securities fraud. O’Hara’s CRD indicates that she has been involved in at least 5 regulatory events related to securities violations, and has been named in at least 2 customer complaints related to securities fraud. Prior to working in Snellville, Georgia for WFG Investments, Inc. (a Dallas, Texas based broker-dealer, Robyn O’Hara worked as a financial advisor at Colby & White, LP, a registered broker-dealer based in Bedford, Texas, and Regal Securities, Inc., a registered broker-dealer based in Glenview, Illinois.
If you have questions about investments you made with Robyn Lynn O’Hara or WFG Investments, Inc., or if you believe that you have been the victim of a securities fraud, the Law Offices of David A. Carter, P.A. may be able to help. The Law Offices of David A. Carter, P.A. is a South Florida securities fraud, securities arbitration, investor protection, and Chapter 7 bankruptcy law firm based in Boca Raton. David Carter is a securities attorney that reviews securities fraud cases throughout the country and Georgia, including securities fraud cases in Atlanta, Stone Mountain, Decatur, Marietta, Smyrna, Athens, Augusta, Aiken, Greenville, and Macon. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999, or email us at contact@carterpa.com. For more information about the Law Offices of David A. Carter, P.A., you can also visit our website at www.carterpa.com.