Month: March 2010
Stephen Alan Hackett, a former registered representative with PFS Investments Inc. in Plant City, Florida, barred from FINRA.
FINRA recently announced that Stephen Alan Hackett, a former registered representative with PFS Investments Inc., has been barred from...
Lance Scida, Dennis Dale Bailey suspended from FINRA
FINRA recently announced that Lance Nathaniel Scida (a registered representative in Wichita, Kansas) and Dennis Dale Bailey (a registered...
FINRA Arbitration of Employment Discrimination Claims
Can an employee waive his/her right to access to a court for statutory discrimination claims and be required to arbitrate such a claim? The...
Investigation of Chicago Investment Group, LLC
The White Law Group is currently investigating whether Chicago Investment Group financial advisors, including but not limited to, Howard...
Clearwater, Florida Securities Fraud Attorney
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago,...
FINRA Rules Securities Fraud/Customer Dispute Claims
FINRA Rules Regarding Securities Fraud Claims 2010. Standards of Commercial Honor and Principles of Trade A member, in the conduct of its...
