The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent Principal Protected Notes” by financial advisors at major Wall Street firms including UBS. These “100 Percent Principal Protected Notes” were marketed as “risk free” investments geared towards conservative or retired investors, but were rendered nearly worthless after Lehman Brothers collapsed in 2008.
Regulators including FINRA have launched investigations into how these products were sold and whether UBS and other brokerages failed to fully disclose the risks of these investment products.
Additionally, arbitration panels have awarded damages to numerous investors that were sold these products.
If you have any information that may assist us in our investigation into possible securities fraud involving the sale of these “100 Percent Principal Protected Notes” to investors, please contact The White Law Group at 312-238-9650.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions. For more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.