August 26, 2010 Comments (0) Blog, Securities Fraud

Michigan Securities Laws

(Last Updated On: July 17, 2015)

Each state has its own securities laws. The following are selected sections of the Michigan securities laws that are generally applicable in FINRA arbitrations.

451.2413 Broker-dealer acting as finder; prohibited conduct.
(f) Locate, introduce, or refer persons that the broker-dealer knows, or after a reasonable inquiry should know, are not suitable investors by reason of their financial condition, age, experience, or need to diversify investments.

If you have questions about a state securities law, The White Law Group may be able to help. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions.

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