November 26, 2010 Comments (0) Blog, Securities Fraud

Largest Independent Broker-Dealers

(Last Updated On: July 17, 2015)

According to the Investment News, the following are the top broker-dealers (ranked by reps producing over $100,000):

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Rank Broker-dealer No. of reps
1 LPL Financial* 5432
Associated Securities Corp. 121
Mutual Service Corp. 547
Waterstone Financial Group 275
2 AIG Advisor Group 2782
AIG Financial Advisors Inc. 997
FSC Securities Corp. 753
Royal Alliance 1032
3 ING Advisors Network 2412
Financial Network Investment Corp. 848
ING Financial Partners 672
Multi-Financial Securities Corp. 398
Primevest Financial Services Inc. 494
4 AXA Advisors LLC 2319
5 Raymond James Financial Services Inc. 2316
6 National Planning Holdings Inc. 1423
Invest Financial Corp. 454
Investment Centers of America Inc. 172
National Planning Corp. 524
SII Investments Inc. 273
7 Commonwealth Financial Network 1053
8 Northwestern Mutual 824
9 Advanced Equities Financial Corp. 806
FFP Securities Inc. 386
First Allied Securities Inc. 420
10 Securities America Inc. 715
11 Woodbury Financial Services Inc. 681
12 Cambridge Investment Research Inc. 606
13 Wachovia Securities Financial Network 600
14 H.D. Vest Financial Services 565
15 MML Investors Services Inc. 557
16 J.P. Turner & Co. LLC 500
16 Princor Financial Services Corp. 500
18 NFP Securities Inc. 497
19 MetLife Independent Broker/Dealer(Tower Square, Walnut Street) 472
20 InterSecurities Inc. 386
21 GunnAllen Financial Inc. 360
22 Securian Financial Services Inc. 347
23 Next Financial Group 344
24 Cadaret Grant & Co. Inc. 331
25 John Hancock FinancialNetwork/Signator Investors Inc. 315
26 Park Avenue Securities LLC 304
27 The Investment Center Inc. 300
28 Ameritas Investment Corp. 276
29 Genworth Financial Securities Corp. 275
30 Crown Capital Securities LP 244
31 Centaurus Financial Inc. 240
31 Investors Capital Corp. 240
33 ProEquities Inc. 230
34 QA3 Financial Corp. 227
35 Geneos Wealth Management Inc. 210
36 Sigma Financial Corp. 210
37 Capital Financial Group Inc./H. Beck Inc. 208
38 Questar Capital Corp. 200
39 VSR Financial Services Inc. 192
40 189
41 Triad Advisors Inc. 186
42 M Holdings Securities Inc. (M Securities) 184
43 Summit Brokerage Services Inc. 180
44 Century Securities Associates Inc. 176
45 Capital Analysts Inc. 175
45 Kovack Securities Inc. 175
45 WRP Investments Inc. 175
48 Securities Service Network Inc. 153
49 Equity Services Inc. 150
49 Wunderlich Securities Inc. 150
53 Synergy Investment Group 149
54 Berthel Fisher & Co. Financial Services Inc. 144
55 Brecek & Young Advisors Inc. 144
56 Transamerica Financial Advisors Inc. 143
57 United Planners’ Financial Services of America 128
58 Pacific West Financial Group 126
59 LaSalle St. Securities LLC 121
59 The O.N. Equity Sales Co. 121
62 Great American Advisors Inc. 118
63 Delta Equity Services Corp. 100
63 Girard Securities Inc. 100
65 Sammons Securities Co. LLC 100
66 Prospera Financial Services Inc. 91
67 Harbour Investments Inc. 90
68 First Midwest Securities Inc. 88
69 PlanMember Securities Corp. 82
70 Southwest Securities Inc. 80
71 Wall Street Financial Group 77
72 cfd Investments Inc. 55
73 GBS Financial Corp. 45
74 Broker Dealer Financial Services Corp. 40
74 brokersXpress LLC 40
85 Eagle One Investments LLC 35
85 Ensemble Financial Services 35
87 Coordinated Capital Securities Inc. 20
88 Morgan Peabody & Co. 17
89 Cutter & Co. Inc. 15
90 Signal Securities Inc. 14
91 LifeMark Securities Corp. 10
92 Correll Co. Investment Services Corp. 4

If you questions about investments you made with these firms, call The White Law Group at 312-238-9650 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions.

For more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.

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