January 18, 2011 Comments (0) Blog, Securities Fraud

Top Independent Broker-Dealers According to Investment News

(Last Updated On: July 17, 2015)
RANK Broker-dealer Total gross revenues
1 LPL Investment Holdings Inc. $2.8B
• LPL Financial
One Beacon St.
Boston, MA 02108
joinlpl.com
(888) 250-2420
$2.6B
• Uvest
2810 Coliseum Centre Drive
Charlotte, NC 28217
uvest.com
(800) 277-8802
$195.2M
2 Ameriprise Financial Services Inc.
108 Ameriprise Financial Center
Minneapolis, MN 55474
ameriprise.com (612) 671-3131
$2.0B
3 Raymond James Financial Services Inc.
880 Carillon Parkway
St. Petersburg, FL 33716
advisorchoice.com (800) 998-7537
$834.9M
4 Advisor Group $773.9M
• FSC Securities Corp.
2300 Windy Ridge Parkway, Suite 1100
Atlanta, GA 30339
joinfsc.com
(800) 547-2382
$229.1M
• Royal Alliance Associates Inc.
One World Financial Center
New York, NY 10281
royalalliance.com
(212) 551-5100
$317.5M
• SagePoint Financial Inc.
2800 N. Central Ave., Suite 2100
Phoenix, AZ 85004
sagepointfinancial.com
(866) 462-4432
$227.3M
5 Lincoln Financial Network
2005 Market St., 34th Floor
Philadelphia, PA 19103
joinlfn.com (866) 536-6630
$738.3M
6 MetLife Broker-Dealer Group $724.7M
• MetLife Securities Inc.
1095 Sixth Ave.
New York, NY 10036
metlife.com
(888) 883-4684
$377.1M
• New England Securities Inc.
1095 Sixth Ave.
New York, NY 10036
nef.com
(888) 883-4684
$194.3M
• Tower Square Securities Inc.
1095 Sixth Ave.
New York, NY 10036
towersquare.com
(888) 883-4684
$45.9M
• Walnut Street Securities Inc.
1095 Sixth Ave.
New York, NY 10036
walnutstreet.com
(888) 883-4684
$107.4M
7 National Planning Holdings Inc. $610.8M
• Invest Financial Corp.
8745 Henderson Road, Suite 300
Tampa, FL 33634
investfinancial.com
(800) 245-4732
$175.1M
• Investment Centers of America Inc.
212 N. Fourth St.
Bismarck, ND 58501
joinica.com
(800) 544-7113
$60.7M
• National Planning Corp.
401 Wilshire Blvd., Suite 1100
Santa Monica, CA 90401
natplan.com
(800) 881-7174
$258.2M
• SII Investments Inc.
5555 W. Grande Market Drive
Appleton, WI 54913
siionline.com
(800) 426-5975
$116.8M
8 Axa Advisors LLC
1290 Sixth Ave.
New York, NY 10104
axa-equitable.com (212) 554-1234
$490.6M
9 Commonwealth Financial Network
29 Sawyer Road
Waltham, MA 02453
commonwealth.com (866) 462-3638
$488.5M
10 Securities America Inc.
12325 Port Grace Blvd.
La Vista, NE 68128
joinsai.com (800) 989-8441
$412.1M
11 Northwestern Mutual
720 E. Wisconsin Ave.
Milwaukee, WI 53202
northwesternmutual.com (800) 323-7033
$378.7M1
12 NFP Advisor Services Group
1250 S. Capital of Texas Highway, Building 2, Suite 125
Austin, TX 78746
nfp.com (512) 697-6000
$325.9M
13 Wells Fargo Advisors Financial Network
1 North Jefferson Ave.
St. Louis, MO 63103
wfafinet.com (866) 485-5383
$308.0M
14 John Hancock Financial Network
197 Clarendon St.
Boston, MA 02117
jhnetwork.com (617) 572-6524
$287.9M
15 Waddell & Reed Inc.
6300 Lamar Ave.
Overland Park, KS 66202
joinwaddell.com (913) 236-2000
$250.4M
16 Cambridge Investment Research Inc.
1776 Pleasant Plain Road
Fairfield, IA 52556
joincambridge.com (800) 777-6080
$249.6M
17 Woodbury Financial Services
500 Bielenberg Drive
Woodbury, MN 55125
woodburyfinancial.com (800) 800-2638
$223.2M
18 First Allied Securities Inc.
655 W. Broadway, 11th Floor
San Diego, CA 92101
joinfasi.com (800) 336-8842
$209.1M
19 H.D. Vest Financial Services
6333 N. State Highway 161, Fourth Floor
Irving, TX 75038
hdvest.com (800) 821-8254
$207.6M
20 Securian Financial Services Inc.
400 Robert St. N.
St. Paul, MN 55101
securian.com (888) 237-1838
$205.8M
21 ING Financial Partners Inc.
909 Locust St.
Des Moines, IA 50309
ingfinancialpartners.com (800) 356-2906
$189.6M
22 Princor Financial Services Corp.
711 High St.
Des Moines, IA 50392
princor.com (888) 774-6267
$183.0M
23 NYLife Securities LLC
51 Madison Ave., Room 151
New York, NY 10010
nylifesecurities.com (800) 695-4785
$171.9M
24 M Holdings Securities Inc. (M Securities)
1125 N.W. Couch St., Suite 900
Portland, OR 97209
mfin.com (503) 232-6960
$130.3M
25 Transamerica Financial Advisors Inc.
570 Carillon Parkway
St. Petersburg, FL 33716
tfa.transamerica.com (800) 322-7161
$127.0M
26 Next Financial Group Inc.
2500 Wilcrest Drive, Suite 620
Houston, TX 77042
nextfinancial.com (877) 876-6398
$123.6M
27 Ladenburg Thalmann Financial Services Inc.
4400 Biscayne Blvd, 12th Floor
Miami, FL 33137
ladenburg.com (305) 572-4100
$114.9M
• Investacorp Inc.
4400 Biscayne Blvd.
Miami, FL 33137
investacorp.com
(305) 557-3000
$54.5M
• Triad Advisors Inc.
5185 Peachtree Parkway, Suite 280
Atlanta, GA 30092
triad-advisors.com
(800) 720-4003
$60.4M
28 Cadaret Grant & Co. Inc.
One Lincoln Center
Syracuse, NY 13202
cadaretgrant.com (800) 288-8601
$109.1M
29 National Holdings Corp. $108.6M
• National Securities Corp.
120 Broadway, 27th Floor
New York, NY 10271
nationalsecurities.com
(212) 417-8000
$72.6M
• vFinance Investments Inc.
1200 N. Federal Highway, Suite 400
Boca Raton, FL 33432
vfinanceinvestments.com
(561) 981-1000
$36.0M
30 Park Avenue Securities LLC
7 Hanover Square
New York, NY 10004
guardianlife.com (888) 600-4666
$101.8M
31 Genworth Financial Securities Corp.
200 N. Martingale Road
Schaumburg, IL 60173
genworthfinancialsecurities.com (888) 528-2987
$95.5M
32 Ameritas Investment Corp.
5900 O St.
Lincoln, NE 68510
aicinvest.com (800) 335-9858
$93.3M
33 ProEquities Inc.
2801 Highway 280 S.
Birmingham, AL 35223
proequities.com (800) 288-3035
$79.1M
34 Investors Capital Corp.
230 Broadway E.
Lynnfield, MA 01940
investorscapital.com (800) 949-1422
$75.9M
35 Centaurus Financial Inc.
2300 E. Katella Ave., Suite 200
Anaheim, CA 92806
centaurusfinancial.com (800) 880-4234
$73.8M
36 VSR Financial Services Inc.
8620 W. 110th St.
Overland Park, KS 66210
joinvsr.com (800) 800-3177
$73.4M
37 Securities Service Network Inc.
9729 Cogdill Road, Suite 301
Knoxville, TN 37932
joinssn.com (866) 218-0452
$68.4M
38 Lincoln Investment Planning Inc.
218 Glenside Ave.
Wyncote, PA 19095
lincolninvestment.com (215) 887-8111
$67.1M
39   $66.3M
40 Sigma Financial Corp.
4261 Park Road
Ann Arbor, MI 48103
sigmafinancial.com (888) 744-6264
$60.4M
41 Geneos Wealth Management Inc.
9055 E. Mineral Circle, Suite 200
Centennial, CO 80112
geneoswealth.com (888) 812-5043
$59.2M
42 Capital Financial Group Inc./H. Beck Inc.
11140 Rockville Pike, Fourth Floor
Rockville, MD 20852
cfginc.com (800) 333-6884
$58.8M
43 J.P. Turner & Co.
One Buckhead Plaza, 3060 Peachtree Road N.W., 11th Floor
Atlanta, GA 30305
jpturner.com (888) 578-8763
$56.0M
44 Questar Capital Corp.
5701 Golden Hills Drive
Minneapolis, MN 55416
questarcapital.com (888) 446-5872
$55.4M
45 QA3 Financial Corp.
One Valmont Plaza, Fourth Floor
Omaha, NE 68154
qa3.com (888) 337-4094
$50.0M
46 Summit Brokerage Services Inc.
595 S. Federal Highway, Suite 500
Boca Raton, FL 33432
summitbrokerage.com (800) 354-5528
$45.0M
47 Equity Services Inc.
One National Life Drive, M480
Montpelier, VT 05604
equity-services.com (800) 344-7437
$42.0M
48 Berthel Fisher & Company Financial Services Inc.
P.O. Box 609
Marion, IA 52302
berthel.com (319) 447-5700
$40.7M
49 Pacific West Financial Group
555 S. Renton Village Place, Suite 700
Renton, WA 98057
pwfinancial.com (888) 236-7979
$40.3M
50 The O.N. Equity Sales Co.
One Financial Way
Cincinnati, OH 45242
onesco1.com (513) 794-6794
$40.3M
51 Hornor Townsend & Kent Inc.
600 Dresher Road
Horsham, PA 19044
htk.com (800) 957-7300
$39.4M
52 United Planners Financial Services
7333 E. Doubletree Ranch Road, Suite 120
Scottsdale, AZ 85258
joinunitedplanners.com (800) 966-8737
$38.8M
53 J.W. Cole Financial Inc.
6928 W. Linebaugh Ave.
Tampa, FL 33625
joinjw-cole.com (866) 592-6531
$36.5M
54 Girard Securities Inc.
9560 Waples St., Suite B
San Diego, CA 92121
girardsecurities.com (858) 622-2140
$35.0M
55 WRP Investments Inc.
4407 Belmont Ave.
Youngstown, OH 44505
wrpinvestments.com (800) 589-2023
$32.2M
56 Crown Capital Securities LP
725 Town and Country Road, Suite 530
Orange, CA 92868
crowncapitalsecurities.com (800) 803-8886
$30.7M
57 Independent Financial Group
12636 High Bluff Drive, Suite 100
San Diego, CA 92130
ifgsd.com (858) 436-3180
$30.4M
58 PlanMember Securities Corp.
6187 Carpinteria Ave.
Carpinteria, CA 93013
joinplanmember.com (800) 874-6910
$30.2M
59 LaSalle St. Securities LLC
940 N. Industrial Drive
Elmhurst, IL 60126
joinlasallest.com (800) 777-7865
$29.3M
60 Great American Advisors Inc.
P.O. Box 357
Cincinnati, OH 45201
gaadvisors.com (800) 216-3354
$28.5M
61 Sammons Securities Co. LLC
One Sammons Plaza
Sioux Falls, SD 57193
sammonssecurities.com (866) 520-6869
$26.4M
62 Kovack Securities Inc.
6451 N. Federal Highway, Suite 1201
Fort Lauderdale, FL 33308
joinksi.com (866) 564-6574
$26.3M
63 Century Securities Associates Inc.
501 N. Broadway
St. Louis, MO 63102
centurysecurities.com (314) 342-4050
$25.0M
64 First Midwest Securities Inc.
207 W. Jefferson St., Suite 102
Bloomington, IL 61701
firstmidwestsecurities.com (800) 662-8452
$22.7M
65 Harbour Investments Inc.
575 D’Onofrio Drive, Suite 300
Madison, WI 53719
harbourinv.com (888) 855-6960
$22.5M
66 Prospera Financial Services Inc.
5429 LBJ Freeway, Suite 400
Dallas, TX 75240
joinprospera.com (972) 581-3000
$21.3M
67 Capital Investment Co.
17 Glenwood Ave.
Raleigh, NC 27603
capital-invest.com (919) 831-2370
$19.5M
68 Wall Street Financial Group Inc.
255 Woodcliff Drive
Fairport, NY 14450
wsfg.com (800) 836-4652
$18.8M
69 Ensemble Financial Services Inc.
179 Sully’s Trail, Suite 302
Pittsford, NY 14534
ensemblefs.com (585) 419-1010
$13.1M
70 CFD Investments Inc.
2704 S. Goyer Road
Kokomo, IN 46902
joincfd.com, cfdinvestments.com (765) 453-9600
$12.1M
71 IMS Securities Inc./IMS Financial Advisors Inc.
W. 8 Tower, 10205 Westheimer Road, Suite 500
Houston, TX 77042
ims-securities.com (713) 266-2993
$10.6M
72 Leonard & Co.
1450 W. Long Lake Road, Suite 150
Troy, MI 48098
leonardandcompany.com (248) 952-5858
$10.2M
73 Spire Investment Partners LLC
12355 Sunrise Valley Drive
Reston, VA 20191
spireip.com (703) 748-5815
$8.2M
74 Synergy Investment Group
8320 University Executive Park Drive, Suite 110
Charlotte, NC 28262
synergyinvestments.com (704) 333-7637
$7.5M
75 Coordinated Capital Securities Inc.
704 River Place, Commerce Center III
Madison, WI 53716
ccsmadison.com (608) 221-4545
$5.6M
76 GBS Financial Corp.
558 B St.
Santa Rosa, CA 95401
gbsfinancial.com (707) 568-2400
$4.7M
77 TFS Securities Inc.
437 Newman Springs Road
Lincroft, NJ 07738
tfsweb.com (732) 758-9300
$1.6M

If you have questions about investments you made with one of these firms, The White Law Group may be able to help.  For a free consultation, please call the firm’s Chicago office at 312-238-9650.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions.

For more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.

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