logo_web_wht
(888) 637-5510

Month: February 2011

Blog, Securities Fraud Articles

Risks of Non-rated Municipal Bonds

According to the Investment News, four firms are managing high-yield municipal bond funds with more than 40% of their assets invested in...

Read More

Publications

Las Vegas Review-Journal: Investigation…

Two years on and a bit more, attorneys like Daxton White are still filing suit or doing FINRA (Financial Industry Regulatory Authority) mediation and arbitration hearings for clients who were bilked, defrauded, led down the garden path and otherwise separated from their money by unscrupulous and indeed sometimes criminal brokers and investment companies…

Read More

Blog, Securities Fraud Articles

Ensemble Financial Services to close.

According to the Investment News, yet another independent broker-dealer is closing shop, this time due to the burden of compliance and...

Read More

Blog, Securities Fraud Articles

Broker Dealers Suing Insurance Carriers Over Coverage

According to the Investment News, three independent broker-dealers are suing their respective insurance carriers for failing to cover...

Read More

Blog, Securities Fraud Articles

Another FINRA Private Placement Investigation

According to the Investment News, National Securities Corp. is the latest broker-dealer to face disciplinary action from Finra over the...

Read More

Blog, Securities Fraud Articles

Recovery of Hines REIT Investment Losses

Investment Losses with Hines REIT Have you suffered investment losses in Hines Real Estate Investment Trust (REIT) or do you have liquidity...

Read More