Month: March 2011
Broker James J. Konaxis Charged By SEC
According to the Investment News, James J. Konaxis, a former broker, has been charged with defrauding the widow of a victim of the Sept....
Securities America Bailout?
According to the Investment News, Ameriprise Financial Inc. is taking preliminary steps to help its beleaguered independent broker-dealer...
Morgan Keegan Required To Pay For Investment Losses
A unit of Regions Bank has been fined after investing all of a client’s funds in a hedge fund that channeled money to Bernard L....
Anne Marie Schlenker Charged With Theft of Client Funds
ANNE MARIE SCHLENKER was a financial adviser representative and salesperson for Edward Jones and Company in Bozeman, Montana, from May 31,...
Recovery of KBS REIT Investment Losses
Investment Losses in KBS REIT Have you suffered investment losses in KBS REIT? Are you concerned about KBS REITs current price valuation?...
