Month: April 2011
FINRA Fines Jefferies & Company Over Auction Rate Securities
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Jefferies & Company, Inc. $1.5 million for...
Recovery of Private Placement and DBSI Losses
The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim this week...
Recovery of Reverse Convertible Note Losses
Have you lost money in a reverse convertible note? The White Law Group may be able to help. The firm is currently investigating whether...
Recovery of Principal Protection Notes (PPN) Investment Losses
Have you suffered investment losses in Lehman Brothers Principal Protected Notes? The White Law Group may be able to help. The firm is...
Victoria McGee-Harris pleads guilty
According to the U.S. Attorney’s office for the Southern District of Illinois, a St. Louis woman faces up to 30 years imprisonment and/or...