Month: July 2011
Capital Market Services fined by NFA
National Futures Association (NFA) has imposed a monetary sanction of $75,000 against Capital Market Services LLC (CMS), a Futures...
Expungement of U-4 Information
Are you a financial advisor with an unfair U-4 blemish? Is that blemish hindering your chances to find another job in the securities...
Chicago Estate Planning Attorney
Are you seeking an experienced estate planning and probate attorney? If so, The White Law Group may be able to help. The White Law Group...
Recovery of Hartman Short Term Income Investment Losses
Have you suffered investment losses in Hartman Short Term Income Properties? If so, The White Law Group may be able to help. The White Law...
More David Lerner / Apple REIT Bad News?
According to the Investment News, clients of David Lerner Associates Inc. holding shares in nontraded REITs created by Apple REIT Cos. Inc....
CIBC to purchase stake in American Century Investments
According to the Investment News, CIBC is purchasing a 41% stake in American Century Investments, a move that the Canadian bank expects...
