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Month: November 2011

Blog, Securities Fraud Articles

Securities Regulators Direct Attention to Nontraded BDCs

A recent article by Bruce Kelly of the investmentnews.com reports on how nontraded business development companies (BDC’s) are becoming...

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Blog, Securities Fraud Articles

Excessive Markups Cost Morgan Stanley a $1 Million Fine

According to a Financial Industry Regulatory Authority (FINRA) press release, “it has fined Morgan Stanley & Co. Inc. and Morgan...

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Blog, Securities Fraud Articles

Cornerstone’s CIP Leveraged Fund Advisors Investment Losses

The White Law Group is continuing to investigate and pursue investment losses in Cornerstone’s CIP Leveraged Fund Advisors (CLFA) on...

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Blog, Securities Fraud Articles

Jefferson County, Alabama Declares Municipal Bankruptcy

According to the investmentnews.com “Jefferson County, Alabama, declared the largest municipal bankruptcy in U.S. history, capping a more...

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Blog, Securities Fraud Articles

Velocity Futures, LLC Sanctioned by the CFTC for Failure to Supervise

According to a public press release from the U.S. Commodity Futures Trading Commission (CFTC) they “filed and simultaneously settled...

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Blog, Securities Fraud Articles

Can You Recover Wells REIT II Investment Losses?

Are you an investor in the Wells Real Estate Investment Trust II (Wells REIT II) and are disturbed by the recent announcement that the...

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