Month: February 2012
Recovery of Direct Invest TIC Investment Losses
Have you suffered investment losses in a Direct Invest tenant in common investment? If so, The White Law Group may be able to help you...
FINRA Award Against LPL Financial Involving TIC Investments
The Investment News is reporting that LPL Financial is on the hook for a $1.4 million arbitration award to an elderly couple who bought...
Financial Professionals Misrepresenting Their Expertise?
Study Shows Many Financial Professionals Misrepresenting Their Expertise According to a recent study, it appears that many financial...
New FINRA Replacement Arbitrator Rule
Often times in FINRA arbitrations, one or more of the three arbitrators selected by the parties to resolve the dispute has to withdraw from...
Peregrine Financial Group sanctioned by NFA.
National Futures Association (NFA) recently announced that it has levied a fine of $700,000 against Peregrine Financial Group, Inc., a...
FINRA Arbitration Award Statistics
FINRA recently updated detailed statistics on its arbitration, mediation, and dispute resolution process. This information is publicly...
