Publications
Investment News: Ex-Triad Broker’s Company Loses Judgment
James Walesa, a former broker turned CEO of Clearday, faced a setback with a $6.2 million judgment related to real estate in Naples,...
Investment News: Conflicts Alleged, Triad Broker Jim Walesa
Bruce Kelly of Investment News writes about how longtime Triad Advisors broker James “Jim” Walesa faces allegations of selling...
Investment News: FINRA Smacks Philly Broker with Wells Notice
On December 18, 2023, Bruce Kelly of Investment News writes about Philly broker Austin Dutton and his recent woes, which include a Wells...
Kyckr: The Future of Financial Crime, Insights From Dax White
The Future of Financial Crime — Insights From Dax White From the Future of Financial Crime Series, featuring interviews with...
Scottsdale Progress: Financial advisor in hot water over investments
According to an article in the Scottsdale Progress this week, former Wells Fargo financial advisor Scott Reed was barred from the...
Kern Valley Sun: barred Lake Isabella financial adviser…
According to a recent article in the Kern Valley Sun, not everyone with a case against a barred Lake Isabella financial adviser has yet...