Month: January 2013
Step in the right direction on nontraded REITs?
According to reports, the Investment Program Association, a national trade association representing companies that offer direct investments...
SEC Charges ex-Jefferies Executive with Defrauding Investors
The Securities and Exchange Commission recently charged a former executive at New York-based broker-dealer Jefferies & Co. with...
LPL Beefing Up Compliance In Wake of Massachusetts Lawsuit
According to a report in the Investment News, LPL has told its 13,000 registered reps and investment advisers that it is cracking down on...
More Bad News for TNP Strategic Retail Trust Investors
According to reports, noted real estate investor Tony Thompson is having trouble with several real estate programs he started in 2008....