The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the UBS Carlyle Funds.
The UBS Carlyle Funds were private investments in real estate funds and it appears that at least the UBS Carlyle II Fund was sold after the collapse of the real estate market was already underway.
Brokerage firms are required to make recommendations that are appropriate for their clients in light of their clients’ particular age, income, net worth, investment experience, and investment objectives. Brokerage firms are also required to perform due diligence on any investment to make sure the investment has a reasonable likelihood of success. To the extent that a brokerage firm recommended a UBS Carlyle Fund investment inappropriately, they may be help responsible for any resulting losses in a FINRA arbitration claim.
If you invested in a UBS Carlyle Fund investment and would like to discuss your litigation options, please call the securities attorneys of The White Law Group at 312/238-9650 for a free consultation.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida.
For more information on The White Law Group, visit http://www.whitesecuritieslaw.com.