Month: October 2013
Update on SEC Charges Against UBS of Puerto Rico Executives
The White Law Group continues to investigate potential claims involving the UBS Puerto Rico Bond crisis and to file claims on behalf of...
UBS reports its anticipated exposure in the Puerto Rico bond fiasco
According to a recent Investment News report, UBS has put a cost on its brokerage’s bet on Puerto Rico at $41 million. Apparently, in...
Prominent Hollywood Broker Sued by FINRA
According to Investment News, well-known Hollywood broker Bambi Holzer is facing charges from the Financial Industry Regulatory Authority...
UBS’s Anticipated Defenses in the UBS Puerto Rico Fund Cases
Brokerage firms almost always defend FINRA arbitration cases in the same way – (1) the disclosure defense, (2) blaming you, and (3)...
SCI Mezzanine, Ridgewood Energy, CIP Leveraged Fund, DBSI
High Risk Alternative Investments If you suffered losses in any of these high risk alternative investments, the attorneys of The White Law...
