Month: February 2014
Is Franklin Templeton exposed to the problems happening in the Ukraine?
Ukrainian securities suffered the worst selloff on record yesterday amid concern the country is plunging into civil war. Even before the...
Update on UBS Puerto Rico Fund Fraud Investigation
According to recent reports, the numbers are in: apparently the UBS Puerto Rico funds lost a total of $1.66 billion in the first nine...
Connecticut CPA and Former Broker Named in Securities Fraud Complaint
The Connecticut Department of Banking alleges that Certified Public Accountant (CPA) and former broker James E. Neilsen sold approximately...
Massachusetts Former Broker Defrauds Elderly Clients
According to SalemNews.com, an administrative complaint against former broker, John Michael Babiarz, by the Securities Division of...