Month: June 2014
SEC alleges that KGTA Petroleum is $21 million Ponzi Scheme
Did you purchase KGTA Petroleum promissory notes through former Cleveland brokers Jeffrey Gainer or Jerry A. Cicolani Jr.? If so, The...
Wei-Sheng Wang barred from securities industry
According to a FINRA disciplinary actions announcement, Wei-Sheng Wang (CRD #2253377, Warren, New Jersey) recently submitted a Letter of...
Jeremy Gerald Tintle barred from securities industry.
According to a FINRA disciplinary actions announcement, Jeremy Gerald Tintle (CRD #2817173, Hawley, Pennsylvania) recently submitted an...
Jeffrey Dean Schrader barred from securities industry.
According to a FINRA disciplinary action announcement, Jeffrey Dean Schrader (CRD #3092638, Philadelphia, Pennsylvania) recently submitted...
Bernardita Cortez Roque barred from securities industry.
According to a FINRA disciplinary action notice, Bernardita Cortez Roque (CRD #3116405, Virginia Beach, Virginia) recently submitted a...