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Month: June 2014

Blog, Securities Fraud Articles

SEC alleges that KGTA Petroleum is $21 million Ponzi Scheme

Did you purchase KGTA Petroleum promissory notes through former Cleveland brokers Jeffrey Gainer or Jerry A. Cicolani Jr.? If so, The...

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Blog, Securities Fraud Articles

Troubling News for UBS Puerto Rico Fund Investors

According Bloomberg, “U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG broker improperly advised...

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Blog, Securities Fraud Articles

Wei-Sheng Wang barred from securities industry

According to a FINRA disciplinary actions announcement, Wei-Sheng Wang (CRD #2253377, Warren, New Jersey) recently submitted a Letter of...

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Blog, Securities Fraud Articles

Jeremy Gerald Tintle barred from securities industry.

According to a FINRA disciplinary actions announcement, Jeremy Gerald Tintle (CRD #2817173, Hawley, Pennsylvania) recently submitted an...

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Blog, Securities Fraud Articles

Jeffrey Dean Schrader barred from securities industry.

According to a FINRA disciplinary action announcement, Jeffrey Dean Schrader (CRD #3092638, Philadelphia, Pennsylvania) recently submitted...

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Blog, Securities Fraud Articles

Bernardita Cortez Roque barred from securities industry.

According to a FINRA disciplinary action notice, Bernardita Cortez Roque (CRD #3116405, Virginia Beach, Virginia) recently submitted a...

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