Month: August 2014
FINRA panel awards damages to broker in promissory note case.
According to reports, a former Morgan Stanley broker was ordered to repay almost $1 million in a promissory note case but managed to...
Recovery of Endowment TEI Fund Losses
Have you suffered substantial losses in a Endowment TEI Fund investment? If so, The White Law Group may be able to help you recover your...
Azim Nakhooda Fined by FINRA
Have you suffered investment losses as a result of your dealings with Azim Nakhooda and Cedar Brook Financial Partners? If so, White Law...
Howard Slater Fined by FINRA
Have you suffered investment losses as a result of your dealings with Howard Slater and Cedar Brook Financial Partners? If so, The White...
Michael Perlmuter Fined by FINRA
Have you suffered investment losses as a result of your dealings with Michael Perlmuter and Cedar Brook Financial Partners? If so, White...
Richard Edward Holliday barred from securities industry.
According to a FINRA disciplinary action announcement, Richard Edward Holliday (CRD #2356026, Belton, South Carolina) submitted a Letter of...
