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Month: November 2014

Blog, Securities Fraud Articles

Patrick Richard Harrison Barred from Securities Industry

According to Financial Planning, the Financial Industry Regulatory Authority barred former CUSO Financial Services broker, Patrick Richard...

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Blog, Securities Fraud Articles

Travis Wetzel Pleads Guilty to Wire Fraud

According to the States Attorney for the District of Maryland, a former LPL broker, Travis Wetzel, pled guilty to wire fraud and money...

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Publications

Wall Street Journal: How Troubled Brokers Cluster

At Burt & Max’s Bar and Grille one day this summer, stockbroker Rafael Golan gave a group of elderly people a financial seminar. After his hourlong talk on topics from real estate to annuities, the free food arrived…

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Blog, Securities Fraud Articles

Massachusetts Regulator Investigates Realty Capital Securities

According to InvestmentNews, Massachusetts secretary, William Galvin, is investigating how Realty Capital Securities sold nontraded REITs....

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Publications

Reuters Special Report:

Atlas Energy LP has a deal for investors eager to get in on the U.S. energy boom: Contribute at least $25,000 in a partnership that will drill for oil and gas in Texas, Ohio, Oklahoma and Pennsylvania and then share any revenue from the wells’ output…

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Blog, Securities Fraud Articles

Investigation involving City Capital Corporation

Have you suffered investment losses in City Capital Corporation? If so, The White Law Group may be able to help by filing a claim against...

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