Month: November 2014
Patrick Richard Harrison Barred from Securities Industry
According to Financial Planning, the Financial Industry Regulatory Authority barred former CUSO Financial Services broker, Patrick Richard...
Travis Wetzel Pleads Guilty to Wire Fraud
According to the States Attorney for the District of Maryland, a former LPL broker, Travis Wetzel, pled guilty to wire fraud and money...
Wall Street Journal: How Troubled Brokers Cluster
At Burt & Max’s Bar and Grille one day this summer, stockbroker Rafael Golan gave a group of elderly people a financial seminar. After his hourlong talk on topics from real estate to annuities, the free food arrived…
Massachusetts Regulator Investigates Realty Capital Securities
According to InvestmentNews, Massachusetts secretary, William Galvin, is investigating how Realty Capital Securities sold nontraded REITs....
Reuters Special Report:
Atlas Energy LP has a deal for investors eager to get in on the U.S. energy boom: Contribute at least $25,000 in a partnership that will drill for oil and gas in Texas, Ohio, Oklahoma and Pennsylvania and then share any revenue from the wells’ output…
Investigation involving City Capital Corporation
Have you suffered investment losses in City Capital Corporation? If so, The White Law Group may be able to help by filing a claim against...