Have you suffered investment losses in Strategic Lending Solutions? If so, the securities attorneys of The White Law Group may be able to help by filing a complaint against the broker-dealer that sold you the investment.
According to SEC filings, Strategic Lending Solutions is a limited liability company that submitted a notice of exempt offering of securities in 2013.
Securities offerings that are exempt from registration, often called private placements, lack regulatory oversight compared to more traditional products such as mutual funds or stocks. The increased risk and often the lack of liquidity associated with these types of produces makes them arguably unsuitable for most investors.
Broker-dealers have a responsibility to adequately perform due diligence on all investment recommendations, especially private placements, to determine a reasonable likelihood of success. In addition, brokers are required to make suitable investment recommendations based on the clients age, investment objectives, risk tolerances and net worth.Broker-dealers who make unsuitable investment recommendations or fail to adequately disclose investment risks can be held accountable for losses suffered through a FINRA arbitration claim.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.
For more information on The White Law Group, please visit our website at www.WhiteSecuritiesLaw.com.