January, 2016
Archive

  • FINRA CRD Expungement Explained

    January 31, 2016 Comments (0) Blog

    The following is an overview of the FINRA CRD Expungement process. A.   The Central Depository Registry The Financial Industry Regulatory Authority (“FINRA”) operates and maintains the Central Depository Registry (“CRD”) pursuant to its rules, and by agreement with the North American Securities Administrators

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  • Update: BPZ Resources

    January 30, 2016 Comments (0) Blog, Current Investigations

    Have you suffered losses investing in a BPZ  Resources 8.5% 1 oct 2017 Bonds? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. BPZ  Resources is an independent oil and gas

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  • Update: ERG Resources

    January 30, 2016 Comments (0) Blog, Current Investigations

    Update: ERG Resources Have you suffered financial losses investing in ERG Resources? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. According to their website, ERG Resources,

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  • UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN Risk Factors

    January 29, 2016 Comments (0) Blog

    Investors in the UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN received surprising news last week when UBS announced that the acceleration provision of the fund had been triggered and that due to the decline in the index, UBS was closing the fund (locking in enormous losses for investors). The White Law Group

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  • Babson Active Short Duration Bond Fund Securities Investigation

    January 28, 2016 Comments (0) Blog

    Have you suffered losses investing in the Babson Active Short Duration Bond Fund?  If so, the securities attorneys of The White Law Group may be able to help you recover your losses from the brokerage firm that recommended the investment. The Babson Active Short Duration Bond Fund is an open-end fund incorporated in

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  • UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN Securities Investigation

    January 28, 2016 Comments (0) Blog

    Did you invest in UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN?  If so, the securities attorneys of The White Law Group may be able to help you recover your losses against the brokerage firm that recommended the investment. The UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN is designed to track a

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  • Investor Alert: Spirit of America Energy Fund Securities Investigation

    January 28, 2016 Comments (0) Blog

    Have you suffered losses investing in the Spirit of America Energy Fund (ticker SOAEX)?  If so, the securities attorney of The White Law Group may be able to help you recover those losses through a FINRA arbitration claim against the brokerage firm that recommended the investment. The Spirit of America Funds were

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