Garnette Marie Bond (CRD #6078926, Brunswick, Maine) recently submitted an AWC in which she was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bond consented to the sanction and to the entry of findings that she forged customers’ signatures on insurance policy applications submitted on their behalf, and impersonated one of the customers in a telephone interview associated with one of the applications. The findings stated that the customers did not authorize Bond to submit the policy applications. The findings also stated that Bond failed to provide FINRA with requested information in a timely manner.
For the full FINRA findings, see FINRA Case #2013038935701.
According to Bond’s FINRA Broker Check, she was registered with NYLife Securities from 10/2012 – 11/2013.
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group.
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. The firm represents investors throughout the country in FINRA arbitration claims against their brokerage firm.
For more information on The White Law Group, visit www.whitesecuritieslaw.com.