According to a recent FINRA announcement, John Joseph Labarca (CRD #2030473, Spotswood, New Jersey) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Labarca consented to the sanction and to the entry of findings that he refused to provide FINRA with requested information and documents in connection with its investigation into allegations made against Labarca in a statement of claim a customer had filed.
For the full FINRA findings, see FINRA Case #2015045012301.
According to his FINRA Broker Check, Labarca was registered with National Securities Corporation from 02/2010 – 02/2016.
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