Investment Losses with Dawn Bennett
According to Broker Check (FINRA), since 1995 there have been a total of ten customer disputes and allegations of wrong doing against Financial Advisor Dawn Bennett including charges of:
- Lack of diversification
- Breach of various duties arising from unsuitable transactions
Purportedly over $750,000 in damages has been paid to Bennett’s complaining clients since 1995, with five more cases currently pending.
Dawn Bennett came in to the limelight in September 2015 when the Securities and Exchange Commission (SEC) charged her with fraud for claims made on her radio show and Facebook page, alleging that she was“grossly inflating” the assets she managed with her company Bennett Group Financial Services.
The White Law Group represents several of Dawn Bennett clients and continues to investigate the liability that her FINRA registered employer, Western International Securities, may have for failure to properly supervise her.
Those claims generally allege breach of fiduciary duty, negligent supervision, and unsuitability and relate to high-risk bets on gold and gold investments.
Recovery of Investment Losses
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit http://www.whitesecuritieslaw.com. For a free consultation with a securities attorney, please call the firm at 888-637-5510.