August 17, 2016 Comments (0) Blog

Investor Alert: Nathan D. Bartow Barred from Securities Industry

(Last Updated On: August 17, 2016)

According to FINRA, Nathan D. Bartow (CRD #4805130, Canton, Ohio) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bartow consented to the sanction and to the entry of findings that he allegedly failed to provide FINRA with requested documents and information related to an investigation into allegations that he negligently managed and converted a customer’s investment assets.

For FINRA’s full findings, see FINRA Case #2016049765601.

According to his FINRA BrokerCheck, Bartow was registered with Fifth Third Securities, Inc. in Barberton, OH from 03/2013 – 04/2016.

The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group.  The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.  For more information on the firm and it’s representation of investors, visit http://www.whitesecuritieslaw.com.

For a free consultation with a securities attorney, please call the firm at 1-888-637-5510.