According to FINRA, Nathan D. Bartow (CRD #4805130, Canton, Ohio) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bartow consented to the sanction and to the entry of findings that he allegedly failed to provide FINRA with requested documents and information related to an investigation into allegations that he negligently managed and converted a customer’s investment assets.
For FINRA’s full findings, see FINRA Case #2016049765601.
According to his FINRA BrokerCheck, Bartow was registered with Fifth Third Securities, Inc. in Barberton, OH from 03/2013 – 04/2016.
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