August 17, 2016 Comments (0) Blog

Investor Alert: Edward Joseph Bosch Sr. Barred from Securities Industry

(Last Updated On: August 17, 2016)

According to FINRA, Edward Joseph Bosch Sr. (CRD #1127469, Florence, Kentucky) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Bosch consented to the sanction and to the entry of findings that during the course of a FINRA investigation into allegations that he allegedly converted customer funds and generated false account statements to conceal his misconduct, he refused to respond to FINRA’s request for documents and information. The findings stated that Bosch acknowledged that he received FINRA’s request and would not produce the information requested at any time.

For FINRA’s full findings, see FINRA Case #2016049364301.

According to his FINRA BrokerCheck, Bosch was registered with LPL Financial LLC in Florence, KY from 12/2010 – 03/2016

The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group.  The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.  For more information on the firm and it’s representation of investors, visit http://www.whitesecuritieslaw.com.

For a free consultation with a securities attorney, please call the firm at 1-888-637-5510.