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January 11, 2017
Investment News: New FINRA head Robert Cook wants to publish exam result summaries
(Last Updated On: January 11, 2017)
New Finra CEO Robert Cook has struck a popular chord with one of his first initiatives as head of the broker-dealer regulator with a proposal to release a summary report of examination findings.
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» Investment News: New FINRA head Robert Cook wants to publish exam result summaries
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