Month: July 2017
FINRA Fines Mid Atlantic Capital Corporation for Compliance Issues
Mid Atlantic Capital Corporation Censured and Fined According to FINRA, Mid Atlantic Capital Corporation (CRD #10674, Pittsburgh,...
FINRA Fines Wells Fargo Clearing Services for Compliance Violations
Wells Fargo Clearing Services Censured & Fined According to the Financial Industry Regulatory Authority, Wells Fargo Clearing Services,...
Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV) Down 18.5%
Investment Losses in Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV) Have you suffered losses in Direxion Daily 20+ Year Treasury...
PowerShares S&P SmallCap Energy ETF (PSCE) Recovery Options
Investigating Potential Claims Involving PowerShares S&P SmallCap Energy ETF (PSCE) Have you suffered losses investing in PowerShares...
Lead Underwriter Morgan Stanley Downgrades Snap Inc.
Snap Inc. Update: Bad News for Investors Morgan Stanley, the lead underwriter on the initial public offering of Snap Inc. downgraded the...
ProFunds UltraShort NASDAQ 100 (USPIX) Recovery Options
Investment Losses in ProFunds UltraShort NASDAQ 100 (USPIX) Have you suffered losses investing in ProFunds UltraShort NASDAQ 100 (USPIX)? ...
