Bryan C. Lightsey Fails to Appear at FINRA Hearing
According to The Financial Industry Regulatory Authority, Bryan C. Lightsey, has been permanently barred from the securities industry for failure to appear at a hearing looking into his conduct.
According to reports, a former broker in Boca Raton, Fla., Bryan C. Lightsey, was reportedly terminated by AXA Advisors in 2016 after seven years with the firm for what AXA said were “material misrepresentations on multiple customer variable annuity applications.”
According to his FINRA BrokerCheck report, he then was registered with International Assets Advisory from March 2016 until August 29, 2016. Lightsey is no longer registered with any FINRA member firm.
Lightsey began his securities career at Variable Annuity Marketing Company in 2001 and moved later that year to AIG Retirement Advisors, where he remained until 2008.
For FINRA’s full findings see FINRA case #2016048719203.
This information, which is publicly available on FINRA’s website has been provided by The White Law Group.
If you have questions about investments you made with Bryan C. Lightsey or AXA Advisors, the securities attorneys of The White Law Group may be able to help you. To speak with a securities attorney, please call 888-637-5510.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.
For more information on The White Law Group, and its representation of investors, please visit our website at http://www.whitesecuritieslaw.com.