Month: January 2018
Former Texas Financial Advisor James C. Tao Settles SEC Charges
SEC Charges James C. Tao with Defrauding Private Equity Fund Investors According to the Securities and Exchange Commission on December 5,...
Baqua Inc. – Private Placement Investment – Investigation
Secondary Market Listing – Baqua Inc. – $2.24/share Are you concerned about your investment in Baqua Inc.? The White Law Group is...
Hospitality Investors Trust Losses- Investigation
Hospitality Investors Trust Losses – HIT REIT– $8.75/share The White Law Group continues to investigate potential claims involving...
Joseph C. Farah Barred from Securities Industry
FINRA Alleges Joseph C. Farah Churned Customer’s Account According to the Financial Industry Regulatory Authority, on January 17, 2018,...
Update on Securities Fraud Investigation: Chicago Advisor Daniel Glick
Daniel Glick Pleads Guilty to $5.2 M Misappropriation According to a press announcement Monday, the SEC has reached a plea agreement with...
$4 million FINRA Award – Case Against Former PA broker Anthony Diaz
FINRA Awards $4 Million to Investors According to The Financial Industry Regulatory Authority yesterday, FINRA arbitrators awarded more...
