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Written by 4:09 pm Blog, Current Investigations

Art’s-Way Manufacturing Co. Securities Investigation

Art’s-Way Manufacturing Co.

Investor Alert – Art’s-Way Manufacturing Co.

Are you concerned about your investment in Art’s-Way Manufacturing Co.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

Art’s-Way Manufacturing Co., Inc. manufactures and sells agricultural equipment, specialized modular science buildings, and steel cutting tools worldwide, according to Bloomberg. The company markets and sells its products through independent farm equipment dealers, manufacturers’ representatives, direct sales, and original equipment manufacturer sales channels. The company is based in Armstrong, Iowa.

Investigating Potential Claims

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending Art’s-Way Manufacturing Co. to investors.

Brokerage firms are required to perform due diligence on any offering they recommend and to ensure that all recommendations made are suitable in light of the client’s age, investment experience, net worth, income, and investment objectives.

If a firm fails to perform due diligence or makes an unsuitable recommendation, the broker-dealer can be held responsible for any losses in a FINRA arbitration claim.

FINRA can help resolve problems and disputes through two non-judicial proceedings: arbitration and mediation. FINRA’s Dispute Resolution forum handles nearly all of the securities-related arbitrations and mediations in the United States.

If you have concerns regarding your investment in Art’s-Way Manufacturing Co. the securities attorneys at The White Law Group may be able to help you. For a free consultation, please call the offices of The White Law Group at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://whitesecuritieslaw.com.

 

 

Tags: , , , , , , , , , , , , , , , Last modified: November 5, 2018