Month: November 2018
Scott Newsholme Broker Investigation
Former Advisor Scott Newsholme Sentenced to Prison The White law Group is continuing its investigation involving former financial advisor...
FINRA Panel Awards $1 million for Churning Losses
Churning Losses Recovery According to the Financial Industry Regulatory Authority Inc. (FINRA), FINRA Arbitrators awarded more than $1...
ICOs – Airfox and Paragon Coin Settle SEC Charges
ICO Issuers CarrierEQ (Airfox) and Paragon Coin Inc. reportedly agree to Register Tokens as Securities According to a press announcement...