• Recovery of Penneco Investment Losses

    February 4, 2016 Comments (0) Blog, Securities Fraud

    Have you suffered losses in an Penneco investment program? If so, The White Law Group may be able to help you recover some of your losses through a FINRA dispute resolution claim against the brokerage firm that recommended the investment. According to their website, Penneco is an oil and gas exploration company

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  • Recovery of Waveland Investment Losses

    February 4, 2016 Comments (0) Blog, Securities Fraud

    Have you suffered losses in an Waveland investment program? If so, The White Law Group may be able to help you recover some of your losses through a FINRA dispute resolution claim against the brokerage firm that recommended the investment. According to their website, Waveland Capital Group is a merchant bank with core

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  • Recovery of Mewbourne Investment Losses

    February 2, 2016 Comments (0) Blog, Securities Fraud

    Have you suffered losses in a Mewbourne investment program? If so, the securities attorneys of The White Law Group may be able to recover your losses from the brokerage firm that recommended the investment. According to their website, Mewbourne Oil Company, established in 1965, develops oil and natural gas prospects

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  • Jeffrey Davidson Fined $10,000

    February 2, 2016 Comments (0) Blog, Securities Fraud

    According to FINRA, Jeffrey Davidson (CRD# 1352867), an investment advisor with American Portfolios Financial Services since 2009, recently entered into a Letter of Acceptance Waiver and Consent (AWC) to settle allegations that he violated numerous industry rules and regulations. According to the AWC, between May 2011

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  • Andrew Corbman Suspended by FINRA

    February 2, 2016 Comments (0) Blog, Securities Fraud

    According to FINRA, Andrew Corbman entered into a Letter of Acceptance, Waiver and Consent (AWC) to settle several allegations of industry rule violations for making allegedly unsuitable investment recommendations to clients. According to the AWC, between April 2009 and March 2010, Corbman allegedly made

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  • Investor Alert: Dennis Van Patter suspended by FINRA

    February 2, 2016 Comments (0) Blog

    According to FINRA, Dennis Van Patter (CRD# 1364583), a financial advisor registered with VSR Financial in Plano, Texas since 1997, recently entered into a Letter of Acceptance Waiver and Consent (AWC) to resolve allegations that he violated numerous NASD and FINRA rules by recommending investments that were not

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  • Recovery of Ridgewood Energy Investment Losses

    February 2, 2016 Comments (0) Blog, Securities Fraud

    Have you suffered losses in a Ridgewood Energy investment program? If so The White Law Group may be able to help you recover some of your losses through a claim against the brokerage firm that recommended the investment. According to their website, Ridgewood Energy is a private equity firm focused on finding and

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  • Recovery of Atlas Resource Partners Investment Losses

    February 2, 2016 Comments (0) Blog, Securities Fraud

    Have you suffered losses in an Atlas Resource investment program? If so, The White Law Group may be able to help you recover some of your losses through a FINRA dispute resolution claim against the brokerage firm that recommended the investment. According to their website, Pittsburgh-based Atlas Resource Partners,

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  • FINRA CRD Expungement Explained

    January 31, 2016 Comments (0) Blog

    The following is an overview of the FINRA CRD Expungement process. A.   The Central Depository Registry The Financial Industry Regulatory Authority (“FINRA”) operates and maintains the Central Depository Registry (“CRD”) pursuant to its rules, and by agreement with the North American Securities Administrators

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  • UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN Risk Factors

    January 29, 2016 Comments (0) Blog

    Investors in the UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN received surprising news last week when UBS announced that the acceleration provision of the fund had been triggered and that due to the decline in the index, UBS was closing the fund (locking in enormous losses for investors. The White Law Group

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