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June 19, 2018
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Blog, Current Investigations, Securities Fraud
FINRA reportedly bars Steven Knuttila after 22 customer complaints. Have you suffered losses investing with Steven Knuttila? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration. According to the Financial Industry Regulatory Authority (FINRA),
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June 19, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Bars Dennis Farrah for Allegedly Selling Away According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred financial advisor Dennis Farrah from the securities industry. This comes after the Colorado Securities Division reportedly revoked Farrah’s Colorado Sales
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June 13, 2018
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Blog, Current Investigations, Securities Fraud
Investigating Potential Claims – Conmac Funding & Matthew Eckstein Have you suffered losses investing in Conmac Funding with financial advisor Matthew Eckstein? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim against
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June 13, 2018
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Blog, Current Investigations, Securities Fraud
Matthew E. Eckstein – Accused of Million dollar Ponzi Scheme Have you suffered losses investing with Matthew Eckstein? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim against his employer. According to Nassau’s district
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June 5, 2018
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Blog, Current Investigations, Securities Fraud
John D. Wade – US Bancorp Investments – Fullerton, CA According to the Financial Industry Regulatory Authority (FINRA), the regulator has permanently barred John D. Wade from the securities industry for purportedly converting customer funds. According to the Letter of Acceptance, Waiver and Consent posted on
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June 5, 2018
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Blog, Current Investigations, Securities Fraud
James E. Lyons – Raymond James & Associates – Shreveport, LA According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former financial advisor James Lyons from the securities industry. According to the Letter of Acceptance, Wavier & Consent, FINRA barred Lyons for
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June 4, 2018
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Blog, Current Investigations, Securities Fraud
Concerned about your investments with George Merhoff & Cetera Advisors? Have you suffered losses investing with financial advisor George Merhoff, Jr. and Cetera Advisors? If so the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration Claim. The
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June 4, 2018
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Blog, Current Investigations, Securities Fraud
Christopher Wendel – SA Stone Wealth Management – Investigation According to the Financial Industry Regulatory Authority (FINRA) on June 1, the regulator has barred former financial advisor Christopher T. Wendel from the securities industry. According to the Letter of Acceptance, Waiver & Consent, between
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June 4, 2018
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Blog, Current Investigations, Securities Fraud
Concerned about investment losses with Austin Dutton & Newbridge Securities? The White Law Group continues to investigate potential claims involving financial advisor Austin Dutton and his former employer Newbridge Securities. Dutton was reportedly fined $200,000 in July 2017 for allegations of “dishonest or
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June 1, 2018
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Blog, Current Investigations, Securities Fraud
Investigating Potential Claims – LJM Funds – Credit Suisse Securities Have you suffered investment losses in LJM Funds and Credit Suisse Securities? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim. LJM Partners is a hedge
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