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April 20, 2018
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Blog, Current Investigations, Securities Fraud
Arthur Breitman (aka Arthur Meunier) – Morgan Stanley – Investigation Are you concerned about investments you made with financial advisor Arthur Breitman? The White Law Group is investigating potential claims involving Breitman and the liability his employer may have for failing to supervise him. According to a
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April 20, 2018
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Blog, Current Investigations, Securities Fraud
Li-Lin Hsu –aka Yilin Hsu – Ameriprise – Los Angeles, CA – Investigation According to an article yesterday in My News LA, former Ameriprise financial advisor Li-Lin Hsu has been charged with fraud and money laundering. Instead of investing clients’ funds as promised, Hsu allegedly used the money
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April 19, 2018
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Blog, Current Investigations, Securities Fraud
Securities Fraud Investigation – John Jumper – Alluvion Securities According to the U.S. Attorney’s office, financial advisor John Sherman Jumper (CRD#: 2809649, Memphis, TN) has been indicted by a federal grand jury for allegedly stealing money from a pension fund. The U.S. Attorney alleges that Jumper, 52,
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April 18, 2018
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Blog, Current Investigations, Securities Fraud
New York Investment Advisor Eric Erb – Securities Fraud Investigation Have you suffered losses investing with former financial advisor Eric Erb in Babylon, NY? If so, the securities attorneys at The White Law Group may be able to help you recover your losses. According to reports, Eric C. Erb, a former Long Island
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April 18, 2018
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Blog, Current Investigations, Securities Fraud
Recover your Investment Losses – Boston Advisor James Polese According to reports today, a FINRA arbitrator ordered former advisor James Polese to pay Morgan Stanley $372,000 for fraud, stealing and breach of fiduciary duty. As we told you in January, James Polese pleaded guilty in January to federal criminal
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April 17, 2018
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Blog, Current Investigations, Securities Fraud
Michael Giokas – Giokas Wealth Advisors – Securities Investigation Update The White Law Group continues to investigate potential claims involving New York financial advisor Michael Giokas and Giokas Wealth Advisors. According to the U.S. Attorney’s Office, Michael Giokas, 58, pleaded guilty to wire
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April 17, 2018
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Blog, Current Investigations, Securities Fraud
William Glaser – National Planning Corp. – St. Albans, MO Have you suffered losses investing with William Glaser of Ellisville, MO? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim against his employer. According to reports,
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April 16, 2018
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Blog, Current Investigations, Securities Fraud
Daniel Glick reportedly agrees to help recover $2 million as part of the deal. The White Law Group continues to investigate potential claims involving the liability that Daniel Glick’s employers may have for failing to properly supervise him. Former Illinois financial adviser Daniel Glick has reportedly settled a
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April 16, 2018
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Blog, Current Investigations, Securities Fraud
Steven Pagartanis –Cadaret, Grant & Co. According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred New York Financial Advisor Steven Pagartanis from the securities industry for allegedly failing to appear for on-the-record testimony on April 10, 2018. The request to provide
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April 13, 2018
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Blog, Current Investigations, Securities Fraud
Scott Newsholme Charged with $3.1 million Fraud Scheme New Jersey financial advisor Scott Newsholme pleaded guilty Wednesday to defrauding his investment clients out of $3.1 million, forging an attorney’s signature and preparing false tax returns for his clients, according to U.S. Attorney Craig Carpenito.
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