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  • Arthur Breitman Suspended for Allegedly Selling Away

    Arthur Breitman

    April 20, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Arthur Breitman (aka Arthur Meunier) – Morgan Stanley – Investigation Are you concerned about investments you made with financial advisor Arthur Breitman? The White Law Group is investigating potential claims involving Breitman and the liability his employer may have for failing to supervise him. According to a

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  • CA Financial Advisor Li-Lin Hsu Charged with Fraud, Money Laundering

    Li-Lin Hsu

    April 20, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Li-Lin Hsu –aka Yilin Hsu – Ameriprise – Los Angeles, CA – Investigation According to an article yesterday in My News LA, former Ameriprise financial advisor Li-Lin Hsu has been charged with fraud and money laundering.  Instead of investing clients’ funds as promised, Hsu allegedly used the money

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  • Financial Advisor John Jumper indicted for allegedly embezzling $5.7 million

    John Jumper

    April 19, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Securities Fraud Investigation – John Jumper – Alluvion Securities According to the U.S. Attorney’s office, financial advisor John Sherman Jumper (CRD#: 2809649, Memphis, TN) has been indicted by a federal grand jury for allegedly stealing money from a pension fund. The U.S. Attorney alleges that Jumper, 52,

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  • NY Advisor Eric Erb Sentenced for Stealing $3 Million from Investors

    Eric Erb

    April 18, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    New York Investment Advisor Eric Erb – Securities Fraud Investigation Have you suffered losses investing with former financial advisor Eric Erb in Babylon, NY?  If so, the securities attorneys at The White Law Group may be able to help you recover your losses. According to reports, Eric C. Erb, a former Long Island

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  • Update on James Polese – Morgan Stanley – Securities Investigation

    James Polese

    April 18, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Recover your Investment Losses – Boston Advisor James Polese According to reports today, a FINRA arbitrator ordered former advisor James Polese to pay Morgan Stanley $372,000 for fraud, stealing and breach of fiduciary duty. As we told you in January, James Polese pleaded guilty in January to federal criminal

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  • New York Advisor Michael Giokas Enters Guilty Plea

    Michael Giokas

    April 17, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Michael Giokas  – Giokas Wealth Advisors –  Securities Investigation Update The White Law Group continues to investigate potential claims involving New York financial advisor Michael Giokas and Giokas Wealth Advisors. According to the U.S. Attorney’s Office, Michael Giokas, 58, pleaded guilty to wire

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  • Former Financial Advisor William Glaser Charged with Wire Fraud

    William Glaser

    April 17, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    William Glaser – National Planning Corp. – St. Albans, MO Have you suffered losses investing with William Glaser of Ellisville, MO? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim against his employer. According to reports,

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  • Illinois Financial Advisor Daniel Glick Settles Charges with SEC

    Daniel Glick

    April 16, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Daniel Glick reportedly agrees to help recover $2 million as part of the deal. The White Law Group continues to investigate potential claims involving the liability that Daniel Glick’s employers may have for failing to properly supervise him. Former Illinois financial adviser Daniel Glick has reportedly settled a

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  • NY Financial Advisor Steven Pagartanis Barred from Securities Industry

    Steven Pagartanis

    April 16, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Steven Pagartanis –Cadaret, Grant & Co. According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred New York Financial Advisor Steven Pagartanis from the securities industry for allegedly failing to appear for on-the-record testimony on April 10, 2018. The request to provide

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  • NJ Advisor Scott Newsholme Pleads Guilty to Fraud

    Scott Newsholme

    April 13, 2018 Comments (0) Blog, Current Investigations, Securities Fraud

    Scott Newsholme Charged with $3.1 million Fraud Scheme New Jersey financial advisor Scott Newsholme pleaded guilty Wednesday to defrauding his investment clients out of $3.1 million, forging an attorney’s signature and preparing false tax returns for his clients, according to U.S. Attorney Craig Carpenito.

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The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.