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October 9, 2018
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Blog, Securities Fraud
Family claims Wells Fargo Breached Fiduciary Duty According to reports, Sherry Webber and her farm-owning family filed a lawsuit in federal court alleging Wells Fargo breached its fiduciary duty by churning life insurance contracts. In the lawsuit the family alleges a Wells Fargo advisor engaged in churning life
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October 5, 2018
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Blog, Current Investigations, Securities Fraud
Broker Suhail Khan – LPL Financial – Chicago, IL Are you concerned about your investments with former financial advisor Suhail Khan? If so, the securities attorneys at The White Law Group may be able to help you. According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former
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October 4, 2018
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Blog, Securities Fraud
The White Law Group has filed a Claim against Laidlaw & Co. Alleging Over-concentration in High-risk Investments. The White Law Group has filed and submitted a FINRA claim on behalf of a Florida resident alleging claims for violation of common law fraud, breach of fiduciary duty, negligence, and negligent
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October 2, 2018
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Blog, Current Investigations, Securities Fraud
Danial Khan (aka Atiq Khan) – Transamerica – Covina, CA According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred former financial advisor Danial Khan from the securities industry in a default decision on September 27, 2018. Khan was reportedly named a respondent in a
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October 1, 2018
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Blog, Current Investigations, Securities Fraud
Austin Dutton & Newbridge Securities – Update on Investigation The White Law Group continues its investigation regarding financial advisor Austin Dutton and the liability that Newbridge Securities may have for failure to supervise him. As we told you in July 2017, Dutton was fined $200,000 for allegations of
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October 1, 2018
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Blog, Current Investigations, Securities Fraud
Lawsuit Filed – Western International Securities – Dawn J. Bennett The White Law Group announces the filing of another FINRA arbitration claim against Western International Securities involving financial advisor Dawn J. Bennett. The claim, filed by The White Law Group, was submitted to FINRA Dispute
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September 27, 2018
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Blog, Securities Fraud
Voya Financial Advisors – SEC charges involve recent cybersecurity breach. According to the Securities and Exchange Commission yesterday, the regulator has censured and fined Voya Financial Advisors $1 million regarding a data security breach that allegedly compromised the personal information of thousands of
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September 25, 2018
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Blog, Current Investigations, Securities Fraud
John Greg Schmidt – Wells Fargo – Dayton, Ohio According to a press announcement today, the Securities and Exchange Commission charged Ohio financial advisor John Greg Schmidt with allegedly defrauding his retail brokerage customers, some of whom were elderly, out of at least $1 million. According to the
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September 21, 2018
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Blog, Current Investigations, Securities Fraud
Concerned about your Future Income Payments Losses? Have you suffered losses investing in Future Income Payment (FIP LLC) at the recommendation of a sales agent or advisor? If so, the securities attorneys at The White Law Group may be able to help you to recover your Future Income Payments losses. According to the
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September 21, 2018
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Blog, Current Investigations, Securities Fraud
World Tree Financial LLC – Investment Advisor, Wesley Kyle Perkins – Lafayette, LA According to a press announcement yesterday, the Securities and Exchange Commission has filed a complaint World Tree Financial, LLC and its majority-owner, Wesley Kyle Perkins, for allegedly operating a cherry-picking scheme
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