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June 14, 2017
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Current Investigations, Securities Fraud
Recovery of Investment Losses with Darrell D. Smith Did you suffer losses investing with Darrell D. Smith of Forest City, Iowa? If so, the attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. According to reports, former broker Darrell Duane Smith allegedly told
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June 12, 2017
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Current Investigations, Securities Fraud
Update on Bernard M. Parker Securities Fraud Investigation Are you concerned about investment losses with Bernard M. Parker? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm where he was employed. According to reports, jury
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June 12, 2017
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Current Investigations, Securities Fraud
Mark P. French Investigation Update According to reports, Mark P. French, 42, of Westerville, Ohio was sentenced in U.S. District Court to serve three months in prison and ordered to pay nearly $112,000 for defrauding an elderly client in a precious metals investment fraud. Former broker, Mark P.French, was charged
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June 8, 2017
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Securities Fraud
The SEC’s Office of Investor Education and Advocacy recently issued an Investor Bulletin to identify when a senior has been a victim of investment fraud. Identify whether it is investment fraud. -High pressure sales tactics; – Guaranteed returns or promises of high returns with little or no risk; -Repeated
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June 7, 2017
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Blog, Securities Fraud
Panel Bars Jim Seol for Failing to Disclose $100 Million in EB-5 Investments According to The Financial Industry Regulatory Authority (FINRA), a FINRA hearing panel barred an Irvine, California-based registered representative, Jim Seol, for participating in private securities transactions, engaging in undisclosed
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June 7, 2017
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Current Investigations, Securities Fraud
Hugh M. Dyson Sentenced to 48 Months Prison Did you suffer losses investing with Hugh M. Dyson? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm where he was employed. According to reports, former Ameriprise advisor Hugh M. Dyson
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May 26, 2017
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Current Investigations, Securities Fraud
The White Law Group is Investigating Potential Claims Did you lose money investing with George Merhoff and Cetera Advisors? If so, attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm. Cetera Advisors is facing more than $5 million
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May 23, 2017
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Securities Fraud
Former clients of LPL Financial are fighting the firm and their broker, Jason N. Anderson in Beaumont, Texas. Plaintiffs Elijah Denson and Olan Weeks of Beaumont, Texas, seek more than $1 million in damages on behalf of “hundreds” of current and former clients of Jason N. Anderson, at LPL Financial in a
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May 10, 2017
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Securities Fraud
FINRA Charges Walter J. Marino with unsuitable advice, misrepresentation and falsification of records. In November we told you that Walter J. Marino of Benjamin Securities, Inc. allegedly solicited teachers to invest in high cost low quality annuities with their retirement savings. The Legend Group was alleged to
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May 8, 2017
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Securities Fraud
FINRA Bars Former California Broker Joshua Gottlieb from Securities Industry According to the Financial Industry Regulatory Authority, Joshua Gottlieb (CRD # 3160206) has been permanently barred from the securities industry. In March 2015, FINRA reportedly began an examination of outside business activities that
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