Investigation into Alpha Natural Resources LLC

Friday, January 23rd, 2015

Have you suffered losses in Alpha Natural Resources, LLC.,a subsidiary of Alpha Natural Resource Inc. (NYSE: ANR)? If so, the White Law Group may be able to help you recover your investment losses.

Alpha Natural Resources is a leading producer of coal in the US. According to businessweek, “Alpha Natural Resources, LLC operates as a coal producer in the Central and Northern Appalachian region.” The company was incorporated in 2002 and in 2004 the company issued 10% senior notes due 2012.

Energy investments in natural resources, like coal, are speculative and inherently high risk investments. Typically these types of investments lack liquidity, and are better suited for sophisticated and institutional investors.

Brokerage firms that recommend high risk investments have a fiduciary duty to perform adequate due diligence to determine if the investment is appropriate for the client given the client’s age, net-worth, financial objectives, investment experiences, financial needs, and risk tolerance. If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment they may be liable for investment losses.

If you would like to speak with a securities attorney regarding your ability to recover investment losses in Alpha Natural Resources, LLC., please call The White Law Group at (312)238-9650 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, please visit our website at www.WhiteSecuritiesLaw.com.

 

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Recovery of First Trust ISE Global Engineering and Construction Index Fund Losses

Friday, January 23rd, 2015

Have you suffered losses investing in First Trust ISE Global Engineering and Construction Index Fund?  If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment.

First Trust ISE Global Engineering and Construction Index Fund is an exchange-traded fund.  The investment objective of the Fund is an exchange-traded fund.  The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund’s fees and expenses, of the ISE Global Engineering and Construction Index.  First Trust ISE Global Engineering and Construction Index Fund ended 2014 down approximately 10.66%.

Structured products are extremely complex and risky.  They are only suitable for wealthy, sophisticated retail investors or institutional investors.

Brokerage firms that sell such products are required to perform adequate due diligence on the investments to ensure a reasonable likelihood of success, and to evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives.  Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim.

If you suffered losses investing in First Trust ISE Global Engineering and Construction Index Fund and would like a free consultation with a securities attorney, please call The White Law Group at 312/238-9650.

The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, visit http://www.whitesecuritieslaw.com.

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Recovery of First Trust Germany AlphaDEX Fund Losses

Friday, January 23rd, 2015

Have you suffered losses investing in First Trust Germany AlphaDEX Fund?  If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment.

First Trust Germany AlphaDEX Fund is an exchange-traded fund.  The investment objective of the Fund is an exchange-traded fund.  The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund’s fees and expenses, of an equity index called the Defined Germany Index.  First Trust Germany AlphaDEX Fund ended 2014 down approximately 11.6%.

Structured products are extremely complex and risky.  They are only suitable for wealthy, sophisticated retail investors or institutional investors.

Brokerage firms that sell such products are required to perform adequate due diligence on the investments to ensure a reasonable likelihood of success, and to evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives.  Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim.

If you suffered losses investing in First Trust Germany AlphaDEX Fund and would like a free consultation with a securities attorney, please call The White Law Group at 312/238-9650.

The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, visit http://www.whitesecuritieslaw.com.

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Recovery of First Trust Canada AlphaDEX Fund Losses

Friday, January 23rd, 2015

Have you suffered losses investing in First Trust Canada AlphaDEX Fund?  If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment.

First Trust Canada AlphaDEX Fund is an exchange-traded fund.  The investment objective of the Fund is an exchange-traded fund.  The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund’s fees and expenses, of an equity index called the Defined Canada Index.  First Trust Canada AlphaDEX Fund ended 2014 down approximately 10.86%.

Structured products are extremely complex and risky.  They are only suitable for wealthy, sophisticated retail investors or institutional investors.

Brokerage firms that sell such products are required to perform adequate due diligence on the investments to ensure a reasonable likelihood of success, and to evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives.  Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim.

If you suffered losses investing in First Trust Canada AlphaDEX Fund and would like a free consultation with a securities attorney, please call The White Law Group at 312/238-9650.

The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, visit http://www.whitesecuritieslaw.com.

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Recovery of First Trust Emerging Markets Small Cap AlphaDEX Fund Losses

Friday, January 23rd, 2015

Have you suffered losses investing in First Trust Emerging Markets Small Cap AlphaDEX Fund?  If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment.

First Trust Emerging Markets Small Cap AlphaDEX Fund is an exchange-traded fund.  The investment objective of the Fund is an exchange-traded fund.  The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund’s fees and expenses, of an equity index called the Defined Emerging Markets Small Cap Index.  First Trust Emerging Markets Small Cap AlphaDEX Fund ended the fourth quarter of 2014 down approximately 8.57%.

Structured products are extremely complex and risky.  They are only suitable for wealthy, sophisticated retail investors or institutional investors.

Brokerage firms that sell such products are required to perform adequate due diligence on the investments to ensure a reasonable likelihood of success, and to evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives.  Firms that fail to perform adequate due diligence, or that make unsuitable recommendations, can be held responsible for losses in a FINRA arbitration claim.

If you suffered losses investing in First Trust Emerging Markets Small Cap AlphaDEX Fund and would like a free consultation with a securities attorney, please call The White Law Group at 312/238-9650.

The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, visit http://www.whitesecuritieslaw.com.

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