Posts tagged ‘Andres Delmas’

FINRA recently announced that Andres Luis Delmas, in Miami, Florida, has been fined $15,000 by FINRA and suspended from association with any FINRA member firm in any capacity for 60 days. Without admitting or denying, Andres Delmas consented to findings that he made unsuitable recommendations to customers to buy inverse floater Collateralized Mortgage Obligation (CMO) [...]