The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA Dispute Resolutions offices in those cities (FINRA’s Southeast headquarters [...]
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits of being located so close to the FINRA [...]
FINRA recently announced that Steven Dale Fowler, formerly of American Family Securities, LLC in Parker, Colorado, has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Fowler consented to findings that he misused insurance customers’ funds totaling approximately $44,000 that were provided to him to cover the [...]