AXA Advisors Archives - The White Law Group

April 15, 2023

The White Law Group reviews the regulatory history of Equitable Advisors (AXAAdvisors). Equitable Advisors (formerly AXA advisors)(CRD#:...

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May 12, 2011

The Investment News recently announced the most profitable “indie” brokerage firms. They are as follows: Rank Firm Pre-tax earnings ?...

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January 18, 2011

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL Financial One Beacon St. Boston, MA 02108 joinlpl.com...

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November 26, 2010

According to the Investment News, the following are the largest independent broker-dealers (ranked by reps producing over $100,000): Click...

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September 23, 2009

FINRA recently announced that William J. Gray, formerly of AXA Advisors, LLC in Woodbridge, New Jersey , has been barred from association...

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August 9, 2009

The Financial Industry Regulatory Authority has permanently barred a former Stifel, Nicolaus & Co., Inc. and AXA Advisors broker from...

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Tag: AXA Advisors