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Tag: best execution

Blog, Current Investigations

Packerland Brokerage Complaints and Regulatory Actions  

The White Law Group reviews the regulatory history of Packerland Brokerage Services.    Packerland Brokerage Services, based in Green...

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Blog, Current Investigations

FINRA Fines Barclays Capital Inc. $2 Million

Barclays Sanctioned for Best Execution Violations and Supervisory Failures  According to the Financial Industry Regulatory Authority...

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Blog, Securities Fraud Articles

Domestic Securities, Inc. fined by FINRA

Domestic Securities, Inc. (CRD #34721, Montvale, New Jersey) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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