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Tag: bond fraud law firm

Blog, Securities Fraud Articles

October 2, 2015

22 Firms Sanctioned for Improper Bond Offerings

The Securities and Exchange Commission (SEC) has issued enforcement actions against 22 municipal underwriting firms for violations in...

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Blog, Securities Fraud Articles

February 5, 2013

FINRA Announces Focus on Risks of Certain Tax-Exempt Bonds

According to reports, the Financial Industry Regulatory Authority’s municipal market priority this year will be to ensure that...

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