Do you need the assistance of an experienced commercial litigation attorney? If so, The White Law Group may be able to help. The White Law Group has over 30 years of litigation experience and handles all types of commercial litigation matters, including employment disputes, business dissolutions, breach of contract cases, interference with business relationships, disputes over [...]
Filed under: Securities Fraud | Comment (0)
Do you need the assistance of an experienced commercial litigation attorney? If so, The White Law Group may be able to help. The White Law Group has over 30 years of litigation experience and handles all types of commercial litigation matters, including employment disputes, business dissolutions, breach of contract cases, interference with business relationships, disputes over [...]
Filed under: Securities Fraud | Comment (0)
The White Law Group is currently representing two former UBS financial advisors in a litigation matter involving their alleged promissory note obligation to UBS. Based on our preliminary investigation, it appears that these particular financial advisors were forced to leave UBS because UBS did away with a trading program that was critical to their business [...]
Filed under: Securities Fraud | Comment (0)
Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms in the securities industry, including Morgan Stanley Smith Barney, Banc of America Investment Services, Wachovia Securities, Wells Fargo, Merrill Lynch, Ameriprise (formerly H&R Block), and UBS Financial Services. Essentially, brokerage firms use the up-front [...]
Filed under: Securities Fraud | Comments (6)