Tag: broker dealer
The SEC Cracks down on Private Messaging
Broker Dealers and Private Text Apps – SEC Issues $539 Million in Fines On August 8, 2023, The Securities and Exchange Commission...
Indianapolis, Indiana: Broker Fraud Attorney
Securities Fraud Attorneys in Indianapolis, Indiana The White Law Group, LLC, serving investors in Indianapolis, Indiana, is a national...
Merrill Lynch Settles Securities Fraud Charges
Merrill Lynch recently agreed to pay a $10 million fine to settle civil securities fraud charges by regulators who accused the firm of...
Recovery of Hedge Fund Investment Losses
If you have suffered investment losses in a hedge fund recommended to you by your financial advisor or stockbroker, The White Law Group may...
Recovery of Ultra ProShares Investment Losses
The White Law Group is investigating securities fraud claims involving ProShares Funds and other Exchange Traded Funds (ETFs) sold to...
