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Tag: Citigroup FINRA fine

May 29, 2012

Citigroup fined over inaccurate information.

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $3.5 million for...

Blog, Securities Fraud Articles

May 4, 2012

FINRA Fines Citigroup Global Markets for Disclosure Failures

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $725,000 for...

Blog, Securities Fraud Articles

August 9, 2011

Citigroup fined by FINRA for failure to supervise a sales assistant

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $500,000 for...

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