Tag: commission
Proposed Amendment to FINRA Rule 5122
FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires, subject to certain exemptions, disclosure in the...
Investigation: Raymond James Financial Advisor Denis Johnson
The White Law Group is investigating a possible securities fraud claim on behalf an investor involving former Raymond James financial...
Securities Fraud Investigation Involving Non-Traded REITs.
The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommending that...
Common Securities Fraud Involving REITs (real estate investment trusts).
A real estate investment trust or REIT is a tax designation for a corporation investing in real estate that reduces or eliminates corporate...
