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Tag: compliance

Blog, Securities Fraud Articles

NFA fines Chicago firm Brewer Futures Group LLC

National Futures Association (NFA) has fined Brewer Futures Group LLC (BFG) and its principal, Steven J. Brewer $100,000. BFG is an...

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Blog, Securities Fraud Articles

Trillium Brokerage Services, LLC fined by FINRA.

The Financial Industry Regulatory Authority (FINRA) recently announced that it has censured and fined New York-based Trillium Brokerage...

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