The White Law Group, LLC » conversion http://www.whitesecuritieslaw.com The White Law Group, LLC, a national securities litigation and arbitration law firm with offices in Chicago, Illinois and South Florida Fri, 03 Feb 2012 16:35:28 +0000 en hourly 1 http://wordpress.org/?v=3.2.1 Recovery of Investment Losses http://www.whitesecuritieslaw.com/2010/11/30/recovery-of-investment-losses/ http://www.whitesecuritieslaw.com/2010/11/30/recovery-of-investment-losses/#comments Tue, 30 Nov 2010 15:52:22 +0000 D. Daxton White http://www.whitesecuritieslaw.com/?p=1383 If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White Law Group may be able to help.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions.

The White Law Group reviews all types of securities and investment frauds, including churning (excessive trading), unsuitability, theft (conversion), unauthorized trading, etc.  The firm also reviews securities fraud claims involving most if not all of the various investment products currently being sold by brokerage firms – limited partnerships, hedge funds, mutual funds, commodities, Unit Investment Trusts (UITs), Real Estate Investment Trusts (REITs), variable annuities, stocks, bonds, and tenants-in-common investments (TICs).

The firm also represents investors who have been the victims of a ponzi scheme.

The following are some of the investments that the firm is currently investigating:

(1)  Desert Capital REIT

(2)  DBSI TIC and DBSI Promissory Notes

(3)  Medical Capital

(4)  Capital Solutions Monthly Income Fund

(5)  Provident Royalties

(6)  Behringer Harvard

(7)  CIT InterNotes

For more information on The White Law Group, please visit our website at http://www.whitesecuritieslaw.com.

]]> http://www.whitesecuritieslaw.com/2010/11/30/recovery-of-investment-losses/feed/ 0 Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , barred from FINRA for securities fraud. http://www.whitesecuritieslaw.com/2010/01/19/thailia-alisa-tucker-a-former-financial-advisor-for-wachovia-securities-llc-in-miami-florida-barred-from-finra-for-securities-fraud/ http://www.whitesecuritieslaw.com/2010/01/19/thailia-alisa-tucker-a-former-financial-advisor-for-wachovia-securities-llc-in-miami-florida-barred-from-finra-for-securities-fraud/#comments Tue, 19 Jan 2010 23:02:05 +0000 D. Daxton White http://carterpa.com/427/thailia-alisa-tucker-a-former-financial-advisor-for-wachovia-securities-llc-in-miami-florida-barred-from-finra-for-securities-fraud/ FINRA recently announced that Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Tucker consented to the described sanction and to the entry of findings that she misappropriated approximately $847,188.87 from customers’ account at her member firm and used the funds for her own use and benefit. The findings further stated that to facilitate her improper use and misappropriation of customer funds, Tucker caused international customers’ accounts to be removed from an abandoned status, caused the addresses for the accounts to be changed to addresses that she controlled, effected unauthorized sales of securities in the customers’ accounts, forged Letters of Authorization (LOAs) and Wire Transfer Agreements (WTAs) to transfer funds out of the customers’ accounts, and approved and processed the fraudulent LOAs and WTAs. Tucker’s actions caused her firm to maintain inaccurate books and records. Finally, the findings stated that, to make cash available, Tucker sold securities in several accounts with the customers’ knowledge or authorization, then transferred the proceeds to herself through relatives by wire or check.

In addition to working as a financial advisor for Wachovia Securities, Thailia Tucker was also a registered representative for Global Strategic Investments, LLC, First Union Brokerage Services, Inc., Raymond James & Associates, Dean Witter Reynolds, Inc., and Merrill Lynch, Pierce, Fenner & Smith, Incorporated.

If you have questions about investments you made with Thailia Tucker, or if you believe that you are the victim of a misappropriation or other conversion by your financial advisor, the Law Offices of David A. Carter, P.A. may be able to help. David A. Carter is a securities lawyer based in Boca Raton, Florida. He reviews securities fraud cases throughout the country and Florida, including reviewing securities fraud cases in Miami, Coral Gables, Coconut Grove, Key Largo, Aventura, Hollywood, Fort Lauderdale, Sunrise, and Deerfield Beach. For more information on the firm’s securities fraud practice, please visit http://www.carterpa.com. To contact the Law Offices of David A. Carter, P.A., please call 561-750-6999 or email us at contact@carterpa.com.

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